Deputy Compliance Officer - Dubai - 3287791

Axis Bank
  • Deputy Compliance Officer - Dubai Jobs in Dubai - 3287791

    Axis Bank
  • 0 - 3 سنوات
  • Dubai/ UAE
تسجيل الدخول للتقديم سجل و قدم

المسمى الوظيفي

Assisting LCOCEO inDeveloping jurisdiction specific compliance policies, regulatory obligation checklist (to be grouped process&wise, activity&wise, product&wise, business&wise, regulator&wise, policy&wise), manuals etcConducting research on geography specific compliance requirements and market practicesHandlingsetting up of efficient back office systems for offsite monitoring of compliance function of outsourced functionsTracking changes in regulations and advising the Compliance implication within the BranchManaging AML function, compliance function of Treasury, Corporate banking, Private Banking, Regulatory Return compilations and certifying correctness,Tracking changes in regulatory requirements pertaining to Representative Offices in DIFCUAEKey Result AreasAssisting LCO inPutting in place a control framework in all business areas, to ensure compliance with relevant regulatory requirementsVetting of all Branchs new products change management requests and operational procedures from Compliance perspectiveManaging AMLCFT matters within the BranchChecking correctness of regulatory returns and tracking their timely submissionProviding guidance and responses to staff members in respect of their queries, in particular provide advice on regulatory implications for certain course of actions

ملخص الملف

Type:Company Job

Eligibility:(UG - LLB - Law) AND (PG - CA, LLM - Law)


Salary:Not Disclosed by Recruiter

Function:Banking / Insurance

Deadline:13th Nov 2024

المهارات الاساسية

Regulatory Obligation Checklist Geography Managing AML Function

المطلوب المرشح الشخصي

Only Dubai Candidates applyCandidate must possess at least a Bachelor of Law , Master of Law or Chartered Accountancy in Law, Finance/Accountancy/Banking or equivalent.Required skill(s): compliance policies, regulatory requirements, regulatory implications.At least 3 year(s) of working experience in the related field is required for this position.Preferably Managers specializing in Banking/Financial Services or equivalent. Job role in Regulatory Compliance or equivalent.1 Full Time positions available.Handling compliance function of overseas branch of a Multinational Bank for 3/5 years. The candidates who have worked in or handled compliance/audit function of multinational banks located in (DIFC Dubai for 3 to 5 years.Drawing up of compliance policies, manual, methods for compliance risk management, monitoring/testing programmes, laying down process for (a) analysis of breaches reported in audit reports (Internal/external), (b) assessing training requirements based on compliance breaches report etc.Knowledge of compliance requirements of all domain functions

ملف الشركة

Axis Bank At Axis Bank, we go much beyond addressing the financial needs of our customers. We give them reasons to strengthen their trust in us, at every step. This belief has paid us rich dividends, bringing with it steady growth, rapid expansion and an opportunity for you to propel your career further.Axis Bank is expanding and with expansion comes the opportunity to grow and chart your own career path. So, if you are a self motivated banking professional, looking for opportunities to redefine your career, you might just be the person we require.

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