Compliance/MLROfficer - 2863618

  • Compliance/MLROfficer Jobs in Jeddah - 2863618

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Job Description

The Compliance Officer establishes and implements an effective compliance program to prevent illegal, unethical, or improper conduct Below are some responsibilities of the Compliance Officer

o Develops, maintains, and revises policies and procedures for the general operation of the compliance program and its related activities to prevent illegal, unethical, or improper conduct as per the rules and regulations of the Saudi Capital Market authority (CMA)
o Manages day-to-day operation of the compliance program including KYC and other procedures
o Responds to alleged violations of rules, regulations, policies, procedures, and Standards of Conduct by evaluating or recommending the initiation of investigative procedures
o Develops and oversees a system for uniform handling of such violations
o Monitors, and as necessary, coordinates compliance activities of other departments to remain abreast of the status of all compliance activities
o Identifies potential areas of compliance vulnerability and risk, develops and implements corrective action plans
o Provides reports on a regular basis, and as directed or requested, keeps the Board and senior management informed of the operation and progress of compliance efforts

Profile Summary

Type:Company Job





Function:Accounts / Finance / Tax / CS / Audit

Deadline:15th Oct 2024

Company Profile

Not Mentioned

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